Tags: depository trust & clearing corp

ETF Probe Expands

February 23rd, 2012
in econ_news

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Econintersect:  The CES (Securities and Exchange Commission) is expanding its examination of possible manipulation of ETFs (electronically traded funds).  Last year the SEC started an investigation of leveraged ETFs that allow investors to take positions… more »

Tags: clearing of trades, depository trust & clearing corp, electronically traded fund, etf, etf trends, failure to settle, insider trading, market makers, national securities clearing corp, nscc, settlement of trades, tom lydon